UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 22, 2021, Kura Oncology, Inc. held its Annual Meeting of Stockholders (the “Annual Meeting”). As of the close of business on April 23, 2021, the record date for the Annual Meeting, there were 66,273,680 shares of common stock outstanding, of which 60,588,421 shares of common stock were present in person or represented by proxy at the Annual Meeting.
At the Annual Meeting, stockholders:
(1) elected Troy E. Wilson, Ph.D., J.D. and Faheem Hasnain as Class I directors to hold office until the 2024 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, or until their earlier death, resignation or removal;
(2) ratified the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021; and
(3) approved, on an advisory basis, the compensation paid to our named executive officers as disclosed in the proxy statement.
The following sets forth detailed information regarding the final results of the voting for the Annual Meeting:
Proposal 1. Election of Directors
Name of Director Elected |
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For |
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Withheld |
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Broker Non-Votes |
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Troy E. Wilson, Ph.D., J.D. |
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47,298,522 |
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11,527,533 |
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1,762,366 |
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Faheem Hasnain |
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40,856,592 |
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17,969,463 |
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1,762,366 |
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Proposal 2. Ratification of the Selection of Independent Registered Public Accounting Firm
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Abstain |
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60,568,240 |
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17,484 |
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2,697 |
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— |
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Proposal 3. Advisory Vote on Executive Compensation
For |
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Against |
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Abstain |
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Broker Non-Votes |
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57,074,798 |
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1,744,029 |
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7,228 |
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1,762,366 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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KURA ONCOLOGY, INC. |
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Date: June 25, 2021 |
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By: |
/s/ Marc Grasso, M.D. |
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Marc Grasso, M.D. |
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Chief Financial Officer and Chief Business Officer |